Financial Examiners

01

Direct and participate in formal and informal meetings with bank directors, trustees, senior management, counsels, outside accountants, and consultants to gather information and discuss findings.

02

Recommend actions to ensure compliance with laws and regulations, or to protect solvency of institutions.

03

Prepare reports, exhibits, and other supporting schedules that detail an institution's safety and soundness, compliance with laws and regulations, and recommended solutions to questionable financial conditions.

04

Resolve problems concerning the overall financial integrity of banking institutions including loan investment portfolios, capital, earnings, and specific or large troubled accounts.

05

Investigate activities of institutions to enforce laws and regulations and to ensure legality of transactions and operations or financial solvency.

06

Review balance sheets, operating income and expense accounts, and loan documentation to confirm institution assets and liabilities.

07

Plan, supervise, and review work of assigned subordinates.

08

Review audit reports of internal and external auditors to monitor adequacy of scope of reports or to discover specific weaknesses in internal routines.

09

Examine the minutes of meetings of directors, stockholders, and committees to investigate the specific authority extended at various levels of management.

10

Train other examiners in the financial examination process.